Robinhood

Financial Crimes, Quality Control Manager

Save to Kiter
What Robinhood is looking for in applicants

Join a leading fintech company that’s democratizing finance for all.

Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood is lowering barriers and providing greater access to financial information. Together, we are building products and services that help create a financial system everyone can participate in.

Just as we focus on our customers, we also strive to create an inclusive environment where our employees can thrive and do impactful work. We are proud of the competitive products and company culture we’ve built and have been recognized as:

  • Forbes Fintech 50 2021
  • Glassdoor Best Places to Work 2021 
  • Inc. Best-Led Companies 2021
  • TIME 100 Most Influential Company 2021

We’re growing and looking for...

We continue to hire Robinhoodies at a rapid pace to drive this journey, and with that growth comes necessary change. We’re seeking culture builders and curious thinkers looking to co-author the next chapters of our story. We’re in build mode, majorly expanding our team while also growing up as a company. Joining now means helping shape our structures and systems, then taking part as we launch into our ambitious future.

Check out life at Robinhood on The Muse!

About the team:

The Financial Crimes Team at Robinhood works across a number of verticals in an effort to protect our customers, and ensure compliance with all relevant Anti-Money Laundering and Sanctions rules and regulations. As our Team of passionate professionals continues to evolve the program, we are focused on leveraging innovative thinking and technology to create a best-in-class Financial Crimes Program.

We're looking for a motivated self-starter to join our team and focus on quality control. As a Financial Crimes, Quality Control Manager, you’ll be responsible for building out a quality control program across the Financial Crimes team, which is inclusive of transaction monitoring, trade surveillance, case investigations, enhanced due diligence, sanctions and more. You’ll strategize quality control by ensuring operational processes are in line with standard operating procedures, performing assessments and tracking quality metrics, and use data to test and improve SLAs. This role will be critical to ensuring high standards of quality for Robinhood’s Financial Crimes team.

What you’ll do day-to-day:

  • Design and implement a quality control/assurance program across all aspects of Robinhood’s AML and Sanctions Programs.
  • Use advanced knowledge to provide guidance in the design, assessment, implementation and/or administration of complex quality assurance/control programs, practices and policies.
  • Identify and evaluate quality standards, measurements, and process improvements to ensure they are aligned with internal practices and regulatory requirements.
  • Use quality methods and tools to identify, analyze, improve, and implement effective and efficient business solutions.
  • Perform independent assessments to identify training needs and improvement opportunities for program effectiveness.
  • Brief key stakeholders on results, trends, and initiatives, and recommends courses of action.
  • Manage the Quality Control team including performance management and feedback.
  • Serve as a functional expert and coach to peers and team members and acts as a resource for escalated issues of an unusual nature.
  • Liaise and collaborate with quality teams within Financial Crimes and each of Robinhood’s legal entities to ingest and share results of quality reviews.
  • Identify and track quality metrics for each function of Robinhood’s Financial Crimes team
  • Build and deliver digestible quality reports
  • Assist in maintaining and standardizing standard operating procedures
  • Help assess operational quality and design and track improvement tactics
  • Partner with specialists and managers across all areas of Financial Crimes to understand workflows
  • Identify and support opportunities for quality improvement across the department

About you:

  • Passion for Robinhood’s products and our mission to democratize finance for all
  • Ability to learn quickly, think critically, and apply problem-solving skills to build a scalable program
  • Experience with QC/QA process design and quality assessments
  • Experience in analyzing data, identifying trends, and influencing decisions on recommended strategies to remedy issues.
  • Drive continuous improvement of core processes to ensure quality is maintained while efficiency is optimized
  • Resourceful and adaptive in fast-paced, entrepreneurial environments; strong bias to action
  • Strong written communication skills
  • Strong Attention to detail
  • Resourceful and adaptive in fast-paced, entrepreneurial environments; strong bias to action
  • 5+ years experience in Financial Crimes Compliance, Audit or QC/QA profession; Bachelor’s in finance, business, or quantitative field
  • 3+ years leading and developing strong teams
  • Strong management toolkit with a reputation for leaving thriving employees in your wake
  • Ability to produce, track, and display data in a digestible way

Bonus points:

  • Strong Robinhood product knowledge
  • Experience with QC/QA process design and quality assessments
  • Experience with Actimize QAS Module
  • Experience interfacing with technical and non technical teams
  • SQL & python skills
  • SIE, Series 7, Series 24, and Series 63 licenses
  • Professional Certifications (e.g. ACAMS, CFCS , CFE, amd CRCM) 

We’re looking for more growth-minded and collaborative people to be a part of our journey in democratizing finance for all. If you’re ready to give 100% in helping us achieve our mission—we’d love to have you apply even if you feel unsure about whether you meet every single requirement in this posting. At Robinhood, we're looking for people invigorated by our mission, values, and drive to change the world, not just those who simply check off all the boxes.

Robinhood promotes diversity and provides equal opportunity for all applicants and employees. We are dedicated to building a company that represents a variety of backgrounds, perspectives, and skills. We believe that the more inclusive we are, the better our work (and work environment) will be for everyone. Additionally, Robinhood provides reasonable accommodations for candidates on request and respects applicants' privacy rights. To review Robinhood's Privacy Policy please visit rbnhd.co/applicant-privacy.

Robinhood's benefits include generous time off, 401(k) participation with employer match, comprehensive health coverage, a health savings account (HSA), wellness benefits, backup childcare and education stipends (all benefits are subject to applicable taxes and based on eligibility).

Want some tips on how to get an interview at Robinhood?

What is Robinhood looking for?
If this role looks interesting to you, a great first step is to understand what excites you about the team, product or mission. Take your time thinking about this and then tell the team! Get in touch and communicate that passion.
What are interviews for Financial Crimes like?
Interview processes vary by company, role and team. The best plan is to see what others have experienced and then plan accordingly.
How to land an interview at Financial Crimes?
A great first step is organizing your path to an offer. Check out Kiter for tools to get started!